Author: daviswilson69

Both firms and individuals require a FINRA broker-dealer registration for secure transactions and business with investing public in the US. Firms have to apply and abide by the membership standards... Read More

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Taking the services of an outsourced CCO helps you in developing the training plan and its successful implementation for the betterment of your firm’s covered registered persons. hiring Outsourced CCO... Read More

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A FINOP is a person that a business, whether be it a brokerage firm or any other, hires to deal with their finances and business practices. It is prudent to... Read More

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B/D Consulting Associates offers the top-class and most reliable Broker Dealer CCO Services. We provide services and consulting regarding FINOP, FINRA, CCO, and Broker-Dealer business. Get in touch with us... Read More